TD
Timothy S. Davis
SVB WEALTH
Boston, MA 02109
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CRD#: 6002272
TD
Professional summary
Timothy Stephen Davis, CFP® is a registered financial advisor currently at SVB WEALTH located in Boston, Massachusetts and FIRST CITIZENS INVESTOR SERVICES, INC. located in Boston, Massachusetts.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Timothy has worked at 4 firms and has passed the Series 63, Series 7TO and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dually registered with affiliated firm SVB Wealth LLC. Investment Advisor; Provides investment advisory services to clients. Full time employee.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Stephen Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
December 10, 2021 - Present
SVB WEALTH
Office #1: 53 State St. 28th Floor, Boston, MA 02109RIA
CRD#: 172832
Boston, MA
Current
December 6, 2023 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 53 State St 28th Floor, Boston, MA 02109RIA
BD
CRD#: 44430
Boston, MA
Past
July 2, 2020 - December 31, 2023
SVB INVESTMENT SERVICES INC.
BD
CRD#: 168116
Newton, MA
Past
April 30, 2018 - July 29, 2022
SVB INVESTMENT SERVICES INC.
RIA
CRD#: 168116
Newton, MA
Past
December 16, 2011 - March 8, 2012
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(12/10/2021)
IAR
Colorado(5/22/2024)
IAR
Connecticut(5/22/2024)
IAR
Illinois(5/22/2024)
IAR
Maine(5/22/2024)
IAR
Massachusetts(1/11/2022)
RR
Massachusetts(1/2/2024)
IAR
Michigan(5/22/2024)
IAR
Minnesota(5/22/2024)
IAR
New Hampshire(5/22/2024)
IAR
New Jersey(7/9/2024)
IAR
New York(5/22/2024)
IAR
Ohio(5/22/2024)
IAR
Oregon(5/22/2024)
IAR
Rhode Island(5/22/2024)
IAR
Washington(5/22/2024)
IAR
Wisconsin(5/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/10/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
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Contact information
Main Address
53 State Street 28th Floor, Boston, MA 02109
Mailing Address
Po Box 27131, Raleigh, NC 27611
Phone number
(617) 223-0200
Established
Firm type
Fiscal year end
# of Employees
85
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,739 |
| AUM (Assets Under Management) | $ 4,983,411,995 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 09/20/2024 | ||
| 10/31/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SVB WEALTH
CRD#: 172832Boston, MA 02109TRUST BUT VERIFY
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