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ZH

Zachary S. Hammond

Some features on this profile are disabled
CRD#: 6001991
ZH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Zachary Scott Hammond, who also goes by Zach Hammond, was a registered financial professional .

Zachary is a previously registered financial professional and started their career in finance in 2012. Zachary had worked at 2 firms and has passed the Series 63, Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Zach Hammond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 8, 2021 - April 29, 2022

LAZEAR CAPITAL SECURITIES, LLC

BD
CRD#: 298578
COLUMBUS, OH
Past

August 23, 2013 - January 12, 2015

MORGAN STANLEY

RIA
CRD#: 149777
COLUMBUS, OH
Past

November 29, 2012 - January 12, 2015

MORGAN STANLEY

BD
CRD#: 149777
COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/30/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/23/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/7/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/24/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/28/2012
General Securities Representative Examination

Current Firm

LC
LAZEAR CAPITAL SECURITIES, LLC
LAZEAR CAPITAL SECURITIES, LLC

CRD#: 298578 / SEC#: , 8-70203

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Contact information

Main Address
401 N. Front Street Suite 250, Columbus, OH 43215
Mailing Address
401 N. Front Street Suite 250, Columbus, OH 43215
Phone number
(614) 832-8410
Established
Ohio since 07/17/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BCL HOLDING CORPORATIONOWNER
MRM HOLDINGS, INC.OWNER
SANDOVER CAPITAL, LTD.OWNER
BEATON, DANIEL STEWARTFINOP, PFO, POO4240769
GRIFFITH, ANN MARGARETCHIEF COMPLIANCE OFFICER AND DESIGNATED PRINCIPAL2936554
PAZARENTZOS, DEMETRIOS ELIASCEO AND DESIGNATED PRINCIPAL7582856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAZEAR CAPITAL SECURITIES, LLC

CRD#: 298578

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