Paul P. Warley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Peyton Warley JR, who also goes by Paul Peyton Warley, Paul Warley, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2012. Paul had worked at 3 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2021 - December 19, 2022
TERRANOVA CAPITAL EQUITIES, INC
March 1, 2018 - December 31, 2019
BRITEHORN SECURITIES
March 13, 2012 - January 7, 2016
DELOITTE CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
TERRANOVA CAPITAL EQUITIES, INC
CRD#: 45097 / SEC#: , 8-50973
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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