Norman L. Vance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Laverne Vance, who also goes by Norman Lavern Vance, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1970. Norman had worked at 14 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 1989 - June 21, 1989
CENTURY FINANCIAL SECURITIES, INC.
January 4, 1988 - September 27, 1988
CHELSEA SECURITIES, INC.
March 9, 1987 - August 29, 1987
FIRST ARIZONA INVESTMENT SECURITIES, INC.
December 1, 1986 - December 19, 1986
J. W. GANT & ASSOCIATES, INC.
August 3, 1985 - October 30, 1986
STONERIDGE SECURITIES, INC.
April 13, 1984 - July 31, 1985
NIELSON AND CLARK INC.
March 26, 1982 - August 15, 1983
CHESLEY AND DUNN, INC.
May 28, 1978 - April 1, 1982
AMERICAN WESTERN SECURITIES, INC.
February 18, 1977 - May 28, 1978
AMERICAN WESTERN SECURITIES, INC.
March 20, 1975 - September 30, 1976
FIRST WILSHIRE SECURITIES, INC.
December 10, 1974 - September 15, 1975
BACHE & CO INCORPORATED
June 10, 1974 - March 5, 1976
SUTRO & CO. INCORPORATED
January 11, 1974 - July 10, 1974
ROBERTS, SCOTT & CO., INC.
March 30, 1970 - February 12, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/31/1964
Registered Representative ExaminationCurrent Firm
CENTURY FINANCIAL SECURITIES, INC.
CRD#: 15280 / SEC#: , 8-32195
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
