Scott P. Volkers

THE INVESTMENT LAB

Fort Washington, PA

CRD#: 6001353

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Professional summary

Scott Paul Volkers is a registered financial advisor currently at THE INVESTMENT LAB, LLC located in Fort Washington, Pennsylvania.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Scott has worked at 4 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Paul Volkers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2018 - Present

THE INVESTMENT LAB, LLC

RIA

CRD#: 292852

Fort Washington, PA

Past

April 8, 2016 - December 31, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Pembroke Pines, FL

Past

April 6, 2016 - December 31, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Pembroke Pines, FL

Past

March 15, 2016 - April 14, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PEMBROKE PINES, FL

Past

December 12, 2011 - April 14, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PEMBROKE PINES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/23/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/11/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/17/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/2011

General Securities Representative Examination

Current Firm

THE INVESTMENT LAB, LLC

CRD#: 292852 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (6/6/2018 Approved)

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Contact information

Main Address

Fort Washington, PA

Mailing Address

Phone number

(610) 247-4875

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 70,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott P. Volkers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Paul Volkers's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/23/2016

Series 65

Date: 3/11/2016

Series 66

Date: 3/17/2012

SIE

Date: 12/31/2017

Series 7

Date: 12/9/2011

Current Firm

THE INVESTMENT LAB, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE INVESTMENT LAB, LLC

TRUST BUT VERIFY

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