BE
Brian R. Engle
SPC
Brighton, CO 80601
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CRD#: 6001341
BE
Professional summary
Brian R Engle, who also goes by Brian R Engle, Brian Engle, is a registered financial advisor currently at SPC located in Brighton, Colorado and PARKLAND SECURITIES, LLC located in Brighton, Colorado.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Brian has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian R Engle | Brian Engle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Past Master and Member of the Freemasons of Colorado and the Lodge in Brighton, CO. Fraternal organization with community involvement. Approx. 4 hrs/mo. INV REL: N 2. Board member - Intermountain Health Hospital Foundation, Brighton, CO. Board handles funding for hospital employees and programs within the hospital, fundraising and monitoring expenditures. Started in 2023, approx. 1-2 hrs/mo. INV REL: N 3. Treasurer and board member for the Greater Brighton Fire Rescue District, Brighton, CO. Assist CFO in budgeting oversight, no access to funds. Started 2023, approx. 4 hrs/mo. INV REL: N 4. Board member and Past Chair for the Greater Brighton Chamber of Commerce, Brighton, CO. Work with Executive Director to help members of local business community and monitor budget/expenditures. Approx. 2-3 hrs/wk. INV REL: N 5. Board member and Past Chair - Richard Lambert Foundation (Grief Counseling Center), Brighton, CO. Help with events, monitor budgets/expenses, assisting in strategic planning. Approx. 1-2 hrs/mo. INV REL: N 6. DBA - Rhino Financial Solutions LLC. Owner - name used for financial services practice through Parkland Securities LLC and SPC. Start date: 9/3/25. INV REL: Y 7. Sale of non-variable insurance products, including term and IUL, through approved FMOs and insurance companies. Start date: 9/22/25, approx. 40 hrs/mo. INV REL: Y
CRS (Client Relationship Summary) - RIA
Click below to view Brian R Engle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2025 - Present
SPC
Office #1: 30 S. 7th Ave Suite 400, Brighton, CO 80601RIA
CRD#: 110692
Brighton, CO
Current
September 3, 2025 - Present
PARKLAND SECURITIES, LLC
Office #1: 30 S 7th Ave Suite 400, Brighton, CO 80601BD
CRD#: 115368
Brighton, CO
Past
March 17, 2025 - March 19, 2025
IP FINANCIAL ADVISORY SERVICES LLC
RIA
CRD#: 305772
Brighton, CO
Past
March 17, 2025 - September 8, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GREENWOOD VILLAGE, CO
Past
March 17, 2025 - September 8, 2025
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
GREENWOOD VILLAGE, CO
Past
October 20, 2023 - March 17, 2025
INNOVATION PARTNERS LLC
BD
CRD#: 146344
CHARLOTTE, NC
Past
October 18, 2023 - March 17, 2025
IP FINANCIAL ADVISORY SERVICES LLC
RIA
CRD#: 305772
Brighton, CO
Past
December 17, 2021 - October 24, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
BRIGHTON, CO
Past
December 17, 2021 - October 24, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BRIGHTON, CO
Past
August 14, 2019 - December 21, 2021
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Brighton, CO
Past
March 20, 2018 - December 21, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Brighton, CO
Past
March 31, 2016 - April 4, 2018
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BRIGHTON, CO
Past
March 7, 2013 - February 24, 2016
GALLATIN RIVER CAPITAL LLC
RIA
CRD#: 155406
DENVER, CO
Past
January 31, 2012 - February 23, 2016
WEATHERSTONE CAPITAL MANAGEMENT
RIA
CRD#: 109490
NORTHGLENN, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2025)
RR
Colorado(9/3/2025)
IAR
Colorado(9/3/2025)
RR
Florida(9/3/2025)
RR
Wyoming(9/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPC
CRD#: 110692Brighton, CO 80601TRUST BUT VERIFY
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