Louis C. Baviello

BAVIELLO INVESTMENT MANAGEMENT

Baltimore, MD

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CRD#: 6001268

Professional summary

Louis C Baviello, CIMA®, who also goes by Louis Christopher Baviello, is a registered financial advisor currently at BAVIELLO INVESTMENT MANAGEMENT, LLC located in Baltimore, Maryland.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Louis has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Louis Christopher Baviello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Baviello & Co., investment related; 500 Edgevale Road, Baltimore, Maryland. Publisher of a financial publication named the Baviello Bulletin. Managing Member. October 2023. 20% of profession time spent. Draft and issue investment research reports on securities or companies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis C Baviello's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 20, 2018 - Present

BAVIELLO INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 291874

Baltimore, MD

Past

May 17, 2016 - March 19, 2018

GREAT VALLEY ADVISOR GROUP, LLC

RIA

CRD#: 123913

Baltimore, MD

Past

May 16, 2016 - March 27, 2018

LPL FINANCIAL LLC

CRD#: 6413

BALTIMORE, MD

Past

July 16, 2014 - May 17, 2016

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

LE MOYNE, PA

Past

July 16, 2014 - May 17, 2016

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

LE MOYNE, PA

Past

July 23, 2012 - July 15, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RESTON, VA

Past

May 24, 2012 - July 15, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RESTON, VA

Past

January 3, 2012 - May 16, 2012

MAPLE AVENUE CAPITAL, LLC

RIA

CRD#: 158746

FAIRFAX, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/20/2018)

IAR

Texas
(4/12/2018)

IAR

Virginia
(4/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/16/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/16/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/2012

General Securities Representative Examination

Current Firm

BAVIELLO INVESTMENT MANAGEMENT, LLC

CRD#: 291874 / SEC#:

Maryland

Registered Investment Advisory firm - (3/19/2018 Approved)

Texas

Registered Investment Advisory firm - (11/11/2025 Termination Requested)

Virginia

Registered Investment Advisory firm - (4/16/2018 Approved)

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Contact information

Main Address

Baltimore, MD

Mailing Address

Phone number

(443) 278-8880

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 16,050,273

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Louis C. Baviello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis C Baviello's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT VALLEY ADVISOR GROUP, LLC

LPL FINANCIAL LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MAPLE AVENUE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/2012

Series 65

Date: 4/16/2011

SIE

Date: 3/27/2018

Series 7

Date: 7/20/2012

Current Firm

BAVIELLO INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAVIELLO INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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