John A. Wallin
Professional summary
John Alexander Wallin, who also goes by Alexander John Wallin, is a registered financial professional currently at SPRINKLEBROKERAGE, INC. located in San Diego, California.
John is registered as a RR (Registered Representative) and started their career in finance in 2014. John has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Alexander Wallin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2017 - Present
SPRINKLEBROKERAGE, INC.
April 7, 2014 - May 11, 2016
EQUINOX SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2019)
(9/11/2018)
(10/23/2018)
Exams
FINRA
Current Firm
SPRINKLEBROKERAGE, INC.
CRD#: 285216 / SEC#: , 8-69828
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPRINKLECAPITAL HOLDING, INC | OWNER | |
| WALLIN, JOHN ALEXANDER | PRESIDENT & CCO | 6000899 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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