Michael J. Mcquiston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Mcquiston, who also goes by Mike Mcquiston, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 2 firms and has passed the SIE, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2013 - September 4, 2018
HUFFMAN PRAIRIE CAPITAL, LLC
November 22, 2011 - January 6, 2016
ROSS, SINCLAIRE & ASSOCIATES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUFFMAN PRAIRIE CAPITAL, LLC
CRD#: 162685 / SEC#: , 8-69060
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
