Jaime L. Swartz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaime Lynn Swartz was a registered financial professional .
Jaime is a previously registered financial professional and started their career in finance in 2012. Jaime had worked at 2 firms and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2023 - May 9, 2024
BLACK EDGE SECURITIES LLC
February 13, 2012 - January 7, 2019
BELVEDERE TRADING LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 12/31/2022
Securities Trader ExamSeries 56
Date: 2/11/2012
Proprietary Trader Qualification ExaminationCurrent Firm
BLACK EDGE SECURITIES LLC
CRD#: 309241 / SEC#: , 8-70525
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK EDGE GROUP, LLC | SOLE MEMBER | |
| CERNY, PATRICIA L | CHIEF COMPLIANCE OFFICER | |
| KENT, DAVID GREGORY | PRINCIPAL | 5664389 |
Red Flags
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