Gavin J. Daniels
Professional summary
Gavin Joseph Daniels, who also goes by Gavin J Daniels, is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in San Francisco, California.
Gavin is registered as a RR (Registered Representative) and started their career in finance in 2012. Gavin has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gavin Joseph Daniels's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2023 - Present
INTREPID INVESTMENT BANKERS LLC
Office #1: 350 California Street 20th Floor, San Francisco, CA, 94104October 1, 2020 - July 17, 2023
COWEN AND COMPANY
November 20, 2013 - October 20, 2020
ALTACCESS SECURITIES COMPANY, L.P.
March 26, 2013 - December 9, 2013
FIRST CRAFT SECURITIES, LLC
October 18, 2012 - April 9, 2013
INSTREAM PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2023)
Exams
FINRA
Current Firm
INTREPID INVESTMENT BANKERS LLC
CRD#: 154801 / SEC#: , 8-68674
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUFG AMERICAS HOLDINGS CORPORATION | DIRECT OWNER | |
| BAGDASARIAN, EDUARD | CEO | 1307175 |
| FREEDMAN, JAMES BARRY | MANAGING DIRECTOR, CHAIRMAN | 1616904 |
| MILKMAN, PAUL DAVID | CHIEF INFORMATION SECURITY OFFICER | 1564708 |
| MORIN, STACEY LYNN | CHIEF FINANCIAL OFFICER | 5649422 |
| ROSENBERG, W MICHAEL | SENIOR MANAGING DIRECTOR | 1617639 |
| SCANDURA, STEPHEN THOMAS | CHIEF COMPLIANCE OFFICER | 4539229 |
Red Flags
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