Soren M. Erickson

BADGLEY PHELPS WEALTH MANAGERS

Seattle, WA 98101

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CRD#: 6000053

Professional summary

Soren Milo Erickson, CFA, who also goes by Soren Erickson, is a registered financial advisor currently at BADGLEY PHELPS WEALTH MANAGERS located in Seattle, Washington.

Soren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Soren has worked at 6 firms and has passed the Series 63, Series 65, Series 52TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Soren Erickson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STEWARD PARTNERS GLOBAL ADVISORY LLC; FINANCIAL SERVICES DBA; LAKE OSWEGO, OR; EMPLOYEE; ANALYST; 04/23/2021; 0 HRS/MO; 0 HRS/MO DURING TRADING; NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Soren Milo Erickson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

February 21, 2024 - Present

BADGLEY PHELPS WEALTH MANAGERS

Office #1: 1420 Fifth Avenue Suite 3200, Seattle, WA 98101

RIA

CRD#: 315440

Seattle, WA

Past

April 4, 2018 - December 23, 2023

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

RIA

CRD#: 1254

PORTLAND, OR

Past

April 4, 2018 - December 23, 2023

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CRD#: 1254

PORTLAND, OR

Past

October 6, 2016 - April 5, 2018

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

Portland, OR

Past

September 16, 2016 - April 5, 2018

STANCORP EQUITIES, INC.

CRD#: 19517

PORTLAND, OR

Past

September 4, 2015 - May 23, 2016

LEADER CAPITAL CORP.

CRD#: 46206

PORTLAND, OR

Past

August 18, 2015 - May 23, 2016

LEADER CAPITAL CORP.

RIA

CRD#: 46206

PORTLAND, OR

Past

March 13, 2012 - May 24, 2016

PARACLE ADVISORS LLC

RIA

CRD#: 130726

MERCER ISLAND, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS WEALTH MANAGERS | BADGLEY PHELPS WEALTH MANAGERS, LLC

CRD#: 315440 / SEC#: 801-121830

RIA

Registered Investment Advisory firm - (7/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/19/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/12/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/20/2019

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2015

General Securities Representative Examination

Current Firm

BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS WEALTH MANAGERS | BADGLEY PHELPS WEALTH MANAGERS, LLC

CRD#: 315440 / SEC#: 801-121830

RIA

Registered Investment Advisory firm - (7/26/2021 Approved)

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Contact information

Main Address

1420 Fifth Avenue Suite 3200, Seattle, WA 98101

Mailing Address

Phone number

(206) 623-6172

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BADGLEY PHELPS WEALTH MANAGERS, LLC PART 2A BROCHURE 03/29/2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,875
AUM (Assets Under Management)	$ 5,902,779,678

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
12/11/2024	Cover Page	Report
01/08/2024	Cover Page	Report
10/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Soren M. Erickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Soren Milo Erickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

LEADER CAPITAL CORP.

LEADER CAPITAL CORP.

PARACLE ADVISORS LLC

Primary Firm SEC Registration

BADGLEY PHELPS WEALTH MANAGERS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/19/2016

Series 65

Date: 3/12/2012

Series 52TO

Date: 9/20/2019

SIE

Date: 10/1/2018

Series 7

Date: 9/4/2015

Current Firm

BADGLEY PHELPS WEALTH MANAGERS

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BADGLEY PHELPS WEALTH MANAGERS

TRUST BUT VERIFY

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