Jeffrey P. Spencer

WOOD WEALTH GROUP

Charlestown, MA 02129

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CRD#: 5999870

Professional summary

Jeffrey P Spencer is a registered financial advisor currently at WOOD WEALTH GROUP, LLC located in Charlestown, Massachusetts.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Southernmost Financial Group, LLC - Insurance Brokerage.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey P Spencer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2024 - Present

WOOD WEALTH GROUP, LLC

Office #1: 529 Main Street Suite P200, Charlestown, MA 02129

RIA

CRD#: 327286

Charlestown, MA

Past

January 6, 2021 - August 21, 2024

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

Charlestown, MA

Past

April 27, 2020 - August 21, 2024

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Charlestown, MA

Past

January 21, 2016 - January 30, 2020

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

WAKEFIELD, MA

Past

August 22, 2012 - October 12, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

WALTHAM, MA

Past

April 9, 2012 - July 30, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WELLESLEY, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(8/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/26/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/10/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/6/2012

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/13/2022

Investment Company Products/Variable Contracts Principal Examination

Current Firm

WOOD WEALTH GROUP, LLC

CRD#: 327286 / SEC#:

Florida

Registered Investment Advisory firm - (6/9/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (2/9/2024 Approved)

Michigan

Registered Investment Advisory firm - (5/28/2025 Approved)

New Hampshire

Registered Investment Advisory firm - (3/20/2024 Approved)

Texas

Registered Investment Advisory firm - (2/26/2024 Conditional Restricted)

Wyoming

Registered Investment Advisory firm - (3/7/2024 Approved)

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Contact information

Main Address

529 Main Street Suite P200, Charlestown, MA 02129

Mailing Address

Phone number

(617) 546-9949

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 36,339,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey P. Spencer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey P Spencer's CRS (Customer Relationship Summary).

Certified licenses

Experience

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

HORNOR, TOWNSEND & KENT, LLC

NYLIFE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2020

Series 63

Date: 5/26/2012

Series 7TO

Date: 8/10/2023

SIE

Date: 10/1/2018

Series 6

Date: 4/6/2012

Series 26

Date: 5/13/2022

Current Firm

WOOD WEALTH GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WOOD WEALTH GROUP, LLC

TRUST BUT VERIFY

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