Daniel K. De Mille

THREE SEASONS WEALTH

Salt Lake City, UT 84111

Some features on this profile are disabled

CRD#: 5999133

Professional summary

Daniel Kent De Mille, who also goes by Daniel Kent Demille, is a registered financial advisor currently at THREE SEASONS WEALTH located in Salt Lake City, Utah.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Kent Demille

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Kent De Mille's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2024 - Present

THREE SEASONS WEALTH

Office #1: 111 East Broadway Ste 1250, Salt Lake City, UT 84111

RIA

CRD#: 326517

Salt Lake City, UT

Past

September 5, 2023 - June 11, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Sandy, UT

Past

February 22, 2023 - June 11, 2024

MORGAN STANLEY

CRD#: 149777

Sandy, UT

Past

May 22, 2014 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

SANDY, UT

Past

January 13, 2012 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THREE SEASONS WEALTH

CRD#: 326517 / SEC#: 801-127982

RIA

Registered Investment Advisory firm - (5/12/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/30/2025)

IAR

Utah
(6/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/21/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/30/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2012

General Securities Representative Examination

Current Firm

THREE SEASONS WEALTH

CRD#: 326517 / SEC#: 801-127982

RIA

Registered Investment Advisory firm - (5/12/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 East Broadway Ste 1250, Salt Lake City, UT 84111

Mailing Address

Phone number

(801) 662-0585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THREE SEASONS WEALTH FORM ADV PART 2A (8/5/2025)

THREE SEASONS WEALTH FORM ADV WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	770
AUM (Assets Under Management)	$ 361,708,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Fukuchi

OSAIC WEALTH, INC.

IAR

Farmington, UT

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Justin Lizama

SIMPLE FINANCIAL, LLC

IAR

West Jordan, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel K. De Mille

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Kent De Mille's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

Primary Firm SEC Registration

THREE SEASONS WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 5/21/2014

Series 63

Date: 3/30/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2012

Current Firm

THREE SEASONS WEALTH

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THREE SEASONS WEALTH

TRUST BUT VERIFY

Similar Advisors