Bjorn E. Borg

ALPHASTAR CAPITAL MANAGEMENT

Bozeman, MT 59718

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CRD#: 5998956

Professional summary

Bjorn E Borg, CFP®, who also goes by Bjorn Everette Borg, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Bozeman, Montana.

Bjorn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Bjorn has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bjorn Everette Borg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Agatha Global Tech- not investment related - 24031 El Toro Road Ste 304, Laguna Hills CA 92653 - Portfolio and Insurance Analysis Technology - Head of Distribution - 11/11/2024 - 35 hrs/weekly 140 hrs/monthly all during trading hours - Fiduciary Genius Technology platforms for institutional use. Technology used in product selection for annuities, a fiduciary-like technology used by broker dealers, banks, RIA's and insurance agents. The technology allows product comparisons, and the ability to run reports that defend the product selected above reasonably available alternatives. Net Worth Financial Planning - Insurance Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bjorn E Borg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 21, 2024 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 3701 Trakker Trail Unit 1b #10, Bozeman, MT 59718

RIA

CRD#: 157423

Bozeman, MT

Past

November 30, 2023 - October 1, 2024

ICAPITAL MARKETS LLC

CRD#: 118219

NEW YORK, NY

Past

March 9, 2022 - November 30, 2023

SIMON MARKETS LLC

CRD#: 290965

NEW YORK, NY

Past

June 28, 2018 - March 11, 2022

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

July 8, 2013 - March 29, 2016

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

June 13, 2013 - June 8, 2018

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

May 16, 2013 - June 5, 2013

BBVA SECURITIES INC.

CRD#: 27060

HOOVER, AL

Past

January 27, 2012 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

HOOVER, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/14/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/26/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bjorn E. Borg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bjorn E Borg's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICAPITAL MARKETS LLC

SIMON MARKETS LLC

THE LEADERS GROUP, INC.

CURIAN CAPITAL, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BBVA SECURITIES INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2013

Series 63

Date: 2/16/2012

SIE

Date: 10/1/2018

Series 7

Date: 10/14/2013

Series 6

Date: 1/26/2012

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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