Catherine A. Schuster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Ann Schuster, who also goes by Catherine Schuster, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 2012. Catherine had worked at 1 firm and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2012 - June 20, 2024
UBS FUND SERVICES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
UBS FUND SERVICES (USA) LLC
CRD#: 41848 / SEC#: , 8-49596
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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