Samuel A. Dewitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Aaron Dewitt, who also goes by Sam A Dewitt, Samuel A Dewitt, Samuel Dewitt, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2011. Samuel had worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2025 - September 18, 2026
DFA SECURITIES LLC
July 31, 2025 - September 18, 2026
DIMENSIONAL FUND ADVISORS LP
November 2, 2021 - January 25, 2024
BLACKROCK INVESTMENT MANAGEMENT, LLC
November 2, 2021 - January 25, 2024
BLACKROCK INVESTMENTS, LLC
November 12, 2020 - October 11, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 10, 2020 - October 11, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 2016 - December 15, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2016 - December 15, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 2014 - August 15, 2016
UBS FINANCIAL SERVICES INC.
December 17, 2014 - August 15, 2016
UBS FINANCIAL SERVICES INC.
December 10, 2012 - January 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 2012 - January 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 18, 2012 - July 31, 2012
VOYA FINANCIAL ADVISORS, INC.
December 23, 2011 - July 31, 2012
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Current Firm
DFA SECURITIES LLC
CRD#: 10292 / SEC#: , 8-27006
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | DELAWARE LP AND SOLE MEMBER OF DFAS | |
| BOOTH, DAVID GILBERT | CHAIRMAN | 1031000 |
| BUTLER, DAVID PAUL | CO-CHIEF EXECUTIVE OFFICER | 2305298 |
| GRZELAK, BERNARD JAMES | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL, AND PRINCIPAL OPERATING OFFICER | 4285750 |
| NEWELL, CATHERINE LEE | VICE PRESIDENT AND SECRETARY | 2890628 |
| NOTELOVITZ, SELWYN JUSTIN | GLOBAL CHIEF COMPLIANCE OFFICER | 2886676 |
| O'REILLY, GERARD KIERAN | CO-CHIEF EXECUTIVE OFFICER AND CO-CIO | 4982644 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
