Miguel A. Barriga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miguel A Barriga, who also goes by Miguel Angel Barriga, was a registered financial professional .
Miguel is a previously registered financial professional and started their career in finance in 2011. Miguel had worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - February 2, 2023
TRES WEALTH MANAGEMENT GROUP, LLC
December 23, 2011 - March 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
TRES WEALTH MANAGEMENT GROUP, LLC
CRD#: 285908 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 163 |
| AUM (Assets Under Management) | $ 57,000,000 |
Red Flags
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