Jeffrey C. Wallgren

GREAT PLAINS ADVISORY SERVICES LLC

FARGO, ND 58104

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CRD#: 5998714

Professional summary

Jeffrey Charles Wallgren, who also goes by Jeffrey C Wallgren, is a registered financial advisor currently at GREAT PLAINS ADVISORY SERVICES LLC located in Fargo, North Dakota and GREAT PLAINS FINANCIAL SERVICES, LLP located in Fargo, North Dakota.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jeffrey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey C Wallgren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FINANCIAL ADVANTAGE WEALTH MANAGEMENT LLC, 6048 31ST STREET S, FARGO, ND 58104 - DBA FOR FIXED INSURANCE, GPAS LLC and GPFS LLP BUSINESS - APPROX 80 HRS/MO - 2) GREAT PLAINS ADVISORY SERVICES LLC 6048 31ST ST S, FARGO, ND 58104 - RIA - PARTNER SINCE 01/2024 - APPROX 80 HRS/MO - FEE BASED COMPENSATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Charles Wallgren's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2024 - Present

GREAT PLAINS ADVISORY SERVICES LLC

Office #1: 6048 31st St S, Fargo, ND 58104

RIA

CRD#: 331168

FARGO, ND

Current

September 30, 2024 - Present

GREAT PLAINS FINANCIAL SERVICES, LLP

CRD#: 42141

Fargo, ND

Past

March 16, 2020 - October 17, 2024

GLOBAL ASSETS ADVISORY, LLC

RIA

CRD#: 300460

FARGO, ND

Past

January 19, 2016 - October 17, 2024

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

FARGO, ND

Past

June 4, 2012 - December 31, 2015

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

FARGO, ND

Past

February 14, 2012 - October 17, 2024

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

FARGO, ND

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/30/2024)

Minnesota
(10/21/2024)

Montana
(9/30/2024)

IAR

North Dakota
(7/3/2024)

North Dakota
(9/30/2024)

South Dakota
(10/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GREAT PLAINS ADVISORY SERVICES LLC

CRD#: 331168 / SEC#:

Minnesota

Registered Investment Advisory firm - (6/2/2025 Approved)

North Dakota

Registered Investment Advisory firm - (5/21/2024 Approved)

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Contact information

Main Address

6048 31st St S, Fargo, ND 58104

Mailing Address

P.o. Box 11087, Fargo, ND 58106

Phone number

(701) 271-1590

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	303
AUM (Assets Under Management)	$ 54,351,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey C. Wallgren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Charles Wallgren's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT PLAINS ADVISORY SERVICES LLC

GREAT PLAINS FINANCIAL SERVICES, LLP

GLOBAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2012

SIE

Date: 10/1/2018

Series 7

Date: 2/7/2012

FINRA

Current Firm

GREAT PLAINS ADVISORY SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREAT PLAINS ADVISORY SERVICES LLC

TRUST BUT VERIFY

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