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KW

Kenneth J. Webster

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CRD#: 5998653
KW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Joseph Webster, who also goes by Kenny Webster, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 2012. Kenneth had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kenny Webster

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 17, 2015 - November 9, 2018

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

May 8, 2014 - July 23, 2015

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEWPORT BEACH, CA
Past

January 5, 2012 - April 7, 2014

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
IRVINE, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/7/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


KC
KBS CAPITAL MARKETS GROUP LLC
KBS CAPITAL MARKETS GROUP LLC | MPARTNERS SECURITIES, LLC

CRD#: 132299 / SEC#: , 8-66581

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
800 Newport Center Drive Suite 600, Newport Beach, CA 92660
Mailing Address
800 Newport Center Drive Suite 600, Newport Beach, CA 92660
Phone number
(949) 717-6200
Established
California since 04/26/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
KBS HOLDINGSOWNER
TAM, KENNYPRINCIPAL OPERATIONS OFFICER7872457
TAM, KENNYFINOP7872457
TAM, KENNYPRINCIPAL FINANCIAL OFFICER7872457
ZAPATA, MICHAEL ANTHONYCHIEF COMPLIANCE OFFICER2422544
ZAPATA, MICHAEL ANTHONYCHIEF EXECUTIVE OFFICER2422544

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KBS CAPITAL MARKETS GROUP LLC

CRD#: 132299

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