Christopher J. Annello
SAGEBROADVIEW WEALTH MANAGEMENT
BURLINGTON, MA 01803
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CRD#: 5998570
Professional summary
Christopher James Annello, CFP®, who also goes by Chris Annello, is a registered financial advisor currently at SAGEBROADVIEW WEALTH MANAGEMENT, LLC located in Burlington, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Christopher has worked at 2 firms and has passed the Series 65 exam.
Biography
Helping us build and sustain robust client relationships, Chris joined SageBroadview in 2011 to provide an array of financial planning and money management support services for Larry, Sheri and David and our clients.
Nurturing an early interest in business and finance, Chris embarked on his career by managing the daily operations of multiple branches of Enterprise Rent-A-Car. He subsequently transitioned into financial planning by joining SageBroadview. Chris also experienced a personal transition in June 2012, when he married his college sweetheart Lindsay. Chris holds a bachelor’s degree in business administration from Bryant University and is a member of the National Association of Personal Financial Advisors (NAPFA). He is active in NAPFA's Genesis networking group for supporting professional growth and development among next-generation NAPFA advisors. Chris earned his CFP® Certification in 2014.
Question & Answer
What are your service offerings?
Tax Planning
Employee and Employer Plan Ben...
Retirement Planning
Investment Planning
Socially Responsible Investing
Small Business Planning
Estate Planning
Budgeting
Education Planning
Insurance Planning
Debt Management
Comprehensive Financial Planni...
Life Transitions
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Investment Advice with Ongoing...
Medical Professionals
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Chris Annello
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SageBroadview Tax, LLC (created 10/2020); Indirect Owner through SageBroadview, Inc.; primarily provides tax preparation services to businesses and individuals; Not investment related; Little or no time is spent on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher James Annello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
January 1, 2012 - Present
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
Office #1: Burlington Woods Office Park 2 Burlington Woods Drive, Suite 100, Burlington, MA 01803RIA
CRD#: 126472
BURLINGTON, MA
Past
March 1, 2012 - January 2, 2014
SAGE ADVISORY GROUP, LLC
RIA
CRD#: 121466
MORRISTOWN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
BROADVIEW FINANCIAL PLANNING, LLC | SAGEBROADVIEW WEALTH MANAGEMENT, LLC | SAGEBROADVIEW FINANCIAL PLANNING, LLC | DHAS FINANCIAL PLANNING, LLC
CRD#: 126472 / SEC#: 801-100506
RIA
Registered Investment Advisory firm - (7/16/2015 Approved)Connecticut
Registered Investment Advisory firm - (8/12/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (7/17/2015 Terminated)New Hampshire
Registered Investment Advisory firm - (11/2/2015 Terminated)New Jersey
Registered Investment Advisory firm - (7/28/2015 Terminated)New York
Registered Investment Advisory firm - (7/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(1/1/2012)
IAR
Massachusetts(1/6/2012)
IAR
New Jersey(1/31/2014)
Current Firm
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
BROADVIEW FINANCIAL PLANNING, LLC | SAGEBROADVIEW WEALTH MANAGEMENT, LLC | SAGEBROADVIEW FINANCIAL PLANNING, LLC | DHAS FINANCIAL PLANNING, LLC
CRD#: 126472 / SEC#: 801-100506
RIA
Registered Investment Advisory firm - (7/16/2015 Approved)Connecticut
Registered Investment Advisory firm - (8/12/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (7/17/2015 Terminated)New Hampshire
Registered Investment Advisory firm - (11/2/2015 Terminated)New Jersey
Registered Investment Advisory firm - (7/28/2015 Terminated)New York
Registered Investment Advisory firm - (7/17/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Waterside Drive Suite 305, Farmington, CT 06032-2837
Mailing Address
Phone number
(860) 606-3580
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 595 |
| AUM (Assets Under Management) | $ 350,339,835 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/16/2025 | ||
| 10/17/2024 | ||
| 09/18/2023 |
Red Flags
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Company Information
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
CRD#: 126472Burlington, MA 01803TRUST BUT VERIFY
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Contact information
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