Frank D. Coloccia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Donald Coloccia, who also goes by Coloccia Donald Frank, Coloccia Frank, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2013. Frank had worked at 2 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2015 - September 26, 2022
IAM CAPITAL CORPORATION
April 11, 2013 - January 2, 2014
KENMAR SECURITIES, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IAM CAPITAL CORPORATION
CRD#: 45034 / SEC#: , 8-50930
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IRIDIAN ASSET MANAGEMENT LLC | SHAREHOLDER | |
| RAKER, TODD DUNKIN | CCO AND CEO | 2651603 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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