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EL

Elizabeth Leyden

REDI GLOBAL TECHNOLOGIES
New York, NY 10005
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CRD#: 5998381
EL

Professional summary


Elizabeth Leyden, who also goes by Elizabeth Ann Kline, Elizabeth Ann Leyden, is a registered financial professional currently at REDI GLOBAL TECHNOLOGIES LLC located in New York, New York.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2012. Elizabeth has worked at 3 firms and has passed the SIE and Series 99 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Elizabeth Ann Kline | Elizabeth Ann Leyden

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Elizabeth Leyden's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 18, 2017 - Present

REDI GLOBAL TECHNOLOGIES LLC

Office #1: 28 Liberty Street 58th Floor, New York, NY, 10005
BD
CRD#: 41924
New York, NY
Past

November 13, 2014 - February 28, 2017

ELECTRONIFIE SECURITIES LLC

BD
CRD#: 170945
New York, NY
Past

October 12, 2012 - July 3, 2014

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 10/11/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


RG
REDI GLOBAL TECHNOLOGIES LLC
REDI GLOBAL TECHNOLOGIES LLC | SPEAR, LEEDS & KELLOGG SPECIALISTS LLC

CRD#: 41924 / SEC#: , 8-49673

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
28 Liberty Street 58th Floor, New York, NY, 10005
Mailing Address
28 Liberty Street 58th Floor Attn Mmaloney, New York, NY, 10005
Phone number
(646) 794-7364
Established
New York since 09/13/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
REFINITIV US LLCOWNER
BALTOVSKI, ALEXANDER NMNFINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO2350828
CUTLER, SETHDIRECTOR2594208
IAMSCICOV WEIGL, KATARINACHIEF COMPLIANCE OFFICER AND SECRETARY7893210
MALONEY, MICHAEL GDIRECTOR, CEO, MANAGING PRINCIPAL5728423
SIBLEY, JOHN HOLDENDIRECTOR5781488

Disclosures


Regulatory Event7

Red Flags


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Company Information


REDI GLOBAL TECHNOLOGIES LLC

CRD#: 41924New York, NY 10005

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