Erik L. Krom

CLEAR CREEK ADVISORS

DENVER, CO 80237

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CRD#: 5998349

Professional summary

Erik Lawrence Krom is a registered financial advisor currently at CLEAR CREEK ADVISORS located in Denver, Colorado.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Erik has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. KROM IS LICENSED TO SELL LIFE AND HEALTH INSURANCE WITH VARIOUS INSURANCE COMPANIES. HE WILL SPEND APPROXIMATELY 15% OF HIS TIME ON THIS TYPE OF ACTIVITY. MR. KROM IS THE PRESIDENT OF ELK ADVISING, 4855 E. VASSAR AVENUE, DENVER, CO 80222; WHICH WAS FOUNDED IN OCTOBER 2023 TO PROVIDE CEO CONSULTING SERVICES. HE SPENDS APPROXIMATELY 20% OF HIS TIME ON THIS TYPE OF ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Lawrence Krom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2017 - Present

CLEAR CREEK ADVISORS

Office #1: 7900 E Union Ave Suite 150, Denver, CO 80237

RIA

CRD#: 288335

DENVER, CO

Past

January 23, 2015 - July 5, 2017

TFO WEALTH PARTNERS

RIA

CRD#: 124407

DENVER, CO

Past

April 24, 2014 - March 25, 2015

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

DENVER, CO

Past

July 19, 2012 - April 11, 2014

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

DENVER, CO

Past

July 18, 2012 - July 18, 2012

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

GREENWOOD VILLAGE, CO

Past

May 2, 2012 - July 20, 2012

LIBERTY GROUP, LLC

RIA

CRD#: 106036

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEAR CREEK ADVISORS

CLEAR CREEK ADVISORS | CLEAR CREEK WEALTH MANAGEMENT, LLC | CLEAR CREEK ADVISORS LLC

CRD#: 288335 / SEC#: 801-114379

RIA

Registered Investment Advisory firm - (12/3/2018 Approved)

Colorado

Registered Investment Advisory firm - (12/13/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/2012

Uniform Investment Adviser Law Examination

Current Firm

CLEAR CREEK ADVISORS

CLEAR CREEK ADVISORS | CLEAR CREEK WEALTH MANAGEMENT, LLC | CLEAR CREEK ADVISORS LLC

CRD#: 288335 / SEC#: 801-114379

RIA

Registered Investment Advisory firm - (12/3/2018 Approved)

Colorado

Registered Investment Advisory firm - (12/13/2018 Terminated)

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Contact information

Main Address

7900 E Union Ave Suite 150, Denver, CO 80237

Mailing Address

Phone number

(720) 642-8348

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B BROCHURE SUPPLEMENT - NIALL P. DURST (10/9/2025)

FORM ADV PART 2B BROCHURE SUPPLEMENT - ROBERT KLAESS (3/27/2025)

FORM ADV PART 2B BROCHURE SUPPLEMENT - ERIC FREEHLING (3/27/2025)

FORM ADV PART 2B BROCHURE SUPPLEMENT - ADAM B. MICULKA (3/27/2025)

FORM ADV PART 2B BROCHURE SUPPLEMENT - CHAPLIN SCHOTT (3/27/2025)

FORM ADV PART 2B BROCHURE SUPPLEMENT - CHASE ROJAS (3/27/2025)

FORM ADV PART 2A BROCHURE/PART 2B BROCHURE SUPPLEMENT (3/27/2025)

FORM ADV PART 2B BROCHURE SUPPLEMENT - WILLIAM G. BROSSMAN (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,035
AUM (Assets Under Management)	$ 548,287,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erik L. Krom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Lawrence Krom's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEAR CREEK ADVISORS

TFO WEALTH PARTNERS

BROOKSTONE WEALTH ADVISORS, LLC

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT

LIBERTY GROUP, LLC

Primary Firm SEC Registration

CLEAR CREEK ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/2012

Current Firm

CLEAR CREEK ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEAR CREEK ADVISORS

TRUST BUT VERIFY

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