Adam K. Dworkin

DIVERSIFIED FINANCIAL MANAGEMENT

HINGHAM, MA 02043

Some features on this profile are disabled

CRD#: 5998277

Professional summary

Adam Keith Dworkin, who also goes by Adam Dworkin, is a registered financial advisor currently at DIVERSIFIED FINANCIAL MANAGEMENT located in Hingham, Massachusetts.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Adam has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Dworkin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADAM DWORKIN SERVES AS A CERTIFIED PUBLIC ACCOUNTANT WITH AKD CONSULTANTS; PERFORMING ACCOUNT SERVICES SINCE 06/2011; BUSINESS ACTIVITIES ARE CONDUCTED FROM HINGHAM, MA. INVESTMENT RELATED: YES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Keith Dworkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2020 - Present

DIVERSIFIED FINANCIAL MANAGEMENT

Office #1: 188 Whiting Street Suite 10, Hingham, MA 02043

RIA

CRD#: 171813

HINGHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFIED FINANCIAL MANAGEMENT

D/B/A DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC. | DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC. | DIVERSIFIED FINANCIAL MANAGEMENT

CRD#: 171813 / SEC#: 801-79902

RIA

Registered Investment Advisory firm - (6/13/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

DIVERSIFIED FINANCIAL MANAGEMENT

D/B/A DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC. | DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC. | DIVERSIFIED FINANCIAL MANAGEMENT

CRD#: 171813 / SEC#: 801-79902

RIA

Registered Investment Advisory firm - (6/13/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

80 Washington Street Building E-13, Norwell, MA 02061-1729

Mailing Address

Phone number

(781) 792-0440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DFM ADV PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	438
AUM (Assets Under Management)	$ 302,397,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam K. Dworkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Keith Dworkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIVERSIFIED FINANCIAL MANAGEMENT

Primary Firm SEC Registration

DIVERSIFIED FINANCIAL MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

DIVERSIFIED FINANCIAL MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED FINANCIAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors