Brianna M. Ferguson

CERRO PACIFIC WEALTH ADVISORS

San Luis Obispo, CA 93401

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CRD#: 5998189

Professional summary

Brianna Marie Ferguson, CFP®, who also goes by Brianna Marie Thompson, Brianna Thompson, is a registered financial advisor currently at CERRO PACIFIC WEALTH ADVISORS, LLC located in San Luis Obispo, California.

Brianna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brianna has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brianna Marie Thompson | Brianna Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NOTARY PUBLIC; NOT INVESTMENT RELATED; CONDUCTED FROM OFFICE LOCATION. 2) LAST BUCK RANCH; NOT INVESTMENT RELATED; 2780 LA PANZA ROAD, CRESTON, CA 93432; CATTLE RANCH; 50% OWNER WITH SPOUSE; CEO; 08/04/2022; 20 TO 50 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS; DAY TO DAY OPERATIONS AND MANAGEMENT OF CATTLE RANCH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brianna Marie Ferguson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 16, 2020 - Present

CERRO PACIFIC WEALTH ADVISORS, LLC

Office #1: 733 Marsh St. Suite #110, San Luis Obispo, CA 93401

RIA

CRD#: 310825

San Luis Obispo, CA

Past

April 4, 2016 - September 14, 2020

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

San Luis Obispo, CA

Past

April 1, 2016 - September 14, 2020

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

San Luis Obispo, CA

Past

July 28, 2014 - March 16, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN LUIS OBISPO, CA

Past

July 28, 2014 - March 16, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN LUIS OBISPO, CA

Past

December 17, 2013 - July 31, 2014

OSAIC SERVICES, INC.

RIA

CRD#: 133763

SANTA BARBARA, CA

Past

February 12, 2013 - July 31, 2014

OSAIC SERVICES, INC.

CRD#: 133763

SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERRO PACIFIC WEALTH ADVISORS, LLC

CERRO PACIFIC WEALTH ADVISORS, LLC | PLACEHOLDER LLC

CRD#: 310825 / SEC#: 801-119640

RIA

Registered Investment Advisory firm - (10/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/25/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/2013

General Securities Representative Examination

Current Firm

CERRO PACIFIC WEALTH ADVISORS, LLC

CERRO PACIFIC WEALTH ADVISORS, LLC | PLACEHOLDER LLC

CRD#: 310825 / SEC#: 801-119640

RIA

Registered Investment Advisory firm - (10/16/2020 Approved)

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Contact information

Main Address

733 Marsh St. Suite #110, San Luis Obispo, CA 93401

Mailing Address

Phone number

(805) 457-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE - CERRO PACIFIC WEALTH ADVISORS (10/3/2025)

Regulatory assets under management

Total Number of Accounts	846
AUM (Assets Under Management)	$ 558,119,008

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brianna M. Ferguson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brianna Marie Ferguson's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

Primary Firm SEC Registration

CERRO PACIFIC WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2013

Series 7TO

Date: 3/25/2024

SIE

Date: 10/1/2018

Series 7

Date: 2/11/2013

Current Firm

CERRO PACIFIC WEALTH ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CERRO PACIFIC WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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