Mona T. Defrawi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mona Toppozada Defrawi, who also goes by Mona Defrawi, Mona M. Eldefrawi, Mona Defrawi Hoff, was a registered financial professional .
Mona is a previously registered financial professional and started their career in finance in 2012. Mona had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2014 - April 1, 2015
RAINMAKER SECURITIES, LLC
June 27, 2013 - July 26, 2013
EMERSON EQUITY LLC
July 3, 2012 - December 21, 2012
ACKRELL CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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