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Teresa M. Baumann

SYVERSON STREGE
West Des Moines, IA 50266
Some features on this profile are disabled
CRD#: 5998004
TB

Professional summary

Teresa Marie Baumann, who also goes by Peresa M Baumann, is a registered financial advisor currently at SYVERSON STREGE located in West Des Moines, Iowa.

Teresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Teresa has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Peresa M Baumann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Marie Baumann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2026 - Present

SYVERSON STREGE

Office #1: 4125 Westown Parkway Suite 104, West Des Moines, IA 50266
RIA
CRD#: 109228
West Des Moines, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SYVERSON STREGE
SYVERSON STREGE
SHERPA INVESTMENT MANAGEMENT | SYVERSON STREGE SANDAGER & CO | SYVERSON STREGE & COMPANY | SYVERSON STREGE

CRD#: 109228 / SEC#: 801-54959

RIA
Registered Investment Advisory firm - (10/1/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(5/1/2026)

Exams

Current Firm

SYVERSON STREGE
SYVERSON STREGE
SHERPA INVESTMENT MANAGEMENT | SYVERSON STREGE SANDAGER & CO | SYVERSON STREGE & COMPANY | SYVERSON STREGE

CRD#: 109228 / SEC#: 801-54959

RIA
Registered Investment Advisory firm - (10/1/1997 Approved)
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Contact information

Main Address
4125 Westown Parkway Suite 104, West Des Moines, IA 50266
Mailing Address
Phone number
(515) 225-6000
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 082825 (8/28/2025)

Regulatory assets under management

Total Number of Accounts2,174
AUM (Assets Under Management)$ 900,472,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SYVERSON STREGE

SYVERSON STREGE

CRD#: 109228West Des Moines, IA 50266

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