Jeffrey Wolniewicz

UNDER PAR PLANNING LLC

Buffalo, NY

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CRD#: 5997883

Professional summary

Jeffrey Wolniewicz, CFP®, ChFC®, CLU® is a registered financial advisor currently at UNDER PAR PLANNING LLC located in Buffalo, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jeffrey has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Biography

Website

Question & Answer

What are your service offerings?

Investment Planning

Life Transitions

Education Planning

Estate Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Insurance Planning

Socially Responsible Investing

Tax Planning

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

College/Education Planning

Corporate Executives

Entrepreneurs

Financial Psychology/Coaching

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Wolniewicz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 31, 2021 - Present

UNDER PAR PLANNING LLC

RIA

CRD#: 306930

Buffalo, NY

Past

May 2, 2014 - December 17, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

WILLIAMSVILLE, NY

Past

July 17, 2012 - January 27, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WILLIAMSVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/16/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

UNDER PAR PLANNING LLC

COMPLETE WEALTH | UNDER PAR PLANNING LLC | COMPLETE WEALTH LLC

CRD#: 306930 / SEC#:

New York

Registered Investment Advisory firm - (1/28/2020 Approved)

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Contact information

Main Address

Buffalo, NY

Mailing Address

Phone number

(716) 912-5696

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 22,333,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey Wolniewicz

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Wolniewicz's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNDER PAR PLANNING LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2014

Series 63

Date: 8/27/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/9/2017

Series 6

Date: 7/16/2012

Current Firm

UNDER PAR PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UNDER PAR PLANNING LLC

TRUST BUT VERIFY

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