TC
Timothy M. Cook
THE COOK COMPANY
Denver, CO 80202
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CRD#: 5997860
TC
Professional summary
Timothy M. M. Cook is a registered financial advisor currently at THE COOK COMPANY, LLC located in Denver, Colorado.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Timothy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Timothy M. M. cook received his insurance license on 5/3/2012 and conducts business through NFG Brokerage.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy M. M. Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2012 - Present
THE COOK COMPANY, LLC
Office #1: 1999 Broadway, Ste 810, Denver, CO 80202RIA
CRD#: 108889
Denver, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/24/2025)
IAR
Colorado(2/16/2012)
IAR
Texas(1/24/2025)
Current Firm
TC
THE COOK COMPANY, LLC
ALBERT THOMAS THORNTON COOK, JR. | THE COOK COMPANY, LLC | THE ALBERT T. T. COOK COMPANY
CRD#: 108889 / SEC#:
California
Registered Investment Advisory firm - (2/24/2025 Approved)Colorado
Registered Investment Advisory firm - (1/1/1999 Approved)Texas
Registered Investment Advisory firm - (1/9/2025 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1999 Broadway, Ste 810, Denver, CO 80202
Mailing Address
Phone number
(303) 572-6650
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 197 |
| AUM (Assets Under Management) | $ 40,940,761 |
Red Flags
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