Anthony M. Pandolfi
Professional summary
Anthony M Pandolfi, who also goes by Anthony Michael Pandolfi, Anthony Pandolfi, is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2012. Anthony has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony M Pandolfi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2021 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282March 16, 2019 - January 6, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 27, 2012 - December 31, 2012
MSI FINANCIAL SERVICES, INC.
January 20, 2012 - April 4, 2013
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2021)
(2/4/2021)
(6/16/2021)
(3/19/2021)
(6/16/2021)
(1/30/2024)
(4/25/2023)
(1/20/2021)
(2/4/2021)
(6/16/2021)
(9/8/2021)
(6/16/2021)
(6/16/2021)
Exams
Series 7TO
Date: 3/16/2019
General Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCHEBECE, GREGORY CHARLES | CHIEF INFORMATION OFFICER | 1498632 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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