Fadette E. Colin
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
ALPHARETTA, GA 30009
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CRD#: 5997138
Professional summary
Fadette Emmanuelle Colin is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Alpharetta, Georgia.
Fadette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Fadette has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc COMPILE, LLC/YES/134 VILLAGE TRAIL, WOODSTOCK, GA 30188/RENTAL PROPERTIES, REAL ESTATE TRANSACTIONS AS FIX AND FLIP/11.17.2016/40/1/I OBTAIN PURCHASE DEALS VIA MY REAL ESTATE AGENT AND PURCHASE FOR RENTAL OR BUY AND HOLD WHILE RENTED. Compile GA LLC / 0719-Present/ Investment Related: No/134 Village Trail Woodstock, GA 30188/Owner/This company is just an extension of the already disclosed to you: Compile LLC formed in Ohio for real estate activities. This new company is formed in GA to ease activities in GA and be governed by GA laws where I live. So this is not new field of activities but rather a new company extending business of the previous one into the state of GA./ Hrs Work Monthly: 40/ Sec Trading Hrs: 2 / Coordinate and manage real estate activities such as rentals or flips. WOLOLOY! LLC FOR MYSELF AS AN ARTIST POSITION: artist NATURE: song-music INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2022 ADDRESS: P.O box 652, DACULA GA 30019, United States DESCRIPTION: I am launching a recording artist career under my store artist name of ms.Wololoy. I will have musics and songs available for sale, and events for these songs; challenges for better song interpretation open to the public. There will be sponsors for these songs or events; and prizes. These activities are getting conducted under the artist name of Ms.Wololoy and not Fadette E. Colin and will not include any Financial services related aspects through myself as a TFA rep. WOLOLOY! LLC POSITION: Owner NATURE: retail store INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2023 ADDRESS: P.O Box 652, Dacula GA 30019, United States DESCRIPTION: After design that i made for the printed items are done, there is not much activities besides the website managing the sales transaction. It is a Print on Demand retail store, where also other non-printed material can be sold too. I also process personal order for people who wants a specific design on the items i have available. I am launching a recording artist career under my store artist name of ms.Wololoy. I will have musics and songs available for sale, and events for these songs; challenges for better song interpretation open to the public. There will be sponsors for these songs or events; and prizes. These activities are getting conducted under the artist name of Ms.Wololoy and not Fadette E. Colin and will not include any Financial services related aspects through myself as a TFA rep. FADETTE COLIN LLC POSITION: Owner NATURE: Just an LLC for payment to me as an artist INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 02/28/2025 ADDRESS: 652 dacula rd, Dacula GA 30019, United States DESCRIPTION: all activities as an artist ( creation of musical pieces, performance...) and payment to me and from me for these activities
CRS (Client Relationship Summary) - RIA
Click below to view Fadette Emmanuelle Colin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Fadette Emmanuelle Colin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 294 South Main St Suite 100, Alpharetta, GA 30009RIA
BD
CRD#: 16164
ALPHARETTA, GA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 294 South Main St Suite 100, Alpharetta, GA 30009RIA
BD
CRD#: 16164
ALPHARETTA, GA
Past
December 19, 2011 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
ALPHARETTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/25/2014)
RR
Georgia(1/6/2012)
IAR
Georgia(5/11/2012)
RR
Oklahoma(3/25/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Alpharetta, GA 30009TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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