Paula C. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paula Carroll Moore, who also goes by Paula Marie Carroll, Paula C Moore, Paula Carroll O'shea, was a registered financial professional .
Paula is a previously registered financial professional and started their career in finance in 2011. Paula had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2016 - April 30, 2021
DOLAN CAPITAL ADVISORS, LLC
November 8, 2011 - April 15, 2016
DAVIDSON CAPITAL
Primary Firm SEC Registration
DOLAN CAPITAL ADVISORS, LLC
CRD#: 269886 / SEC#: 801-130232
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOLAN CAPITAL ADVISORS, LLC
CRD#: 269886 / SEC#: 801-130232
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 321 |
| AUM (Assets Under Management) | $ 146,049,832 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
