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Timothy J. Thieme
RCM WEALTH ADVISORS
Crown Point, IN 46307
Some features on this profile are disabled
CRD#: 5996774
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Professional summary
Timothy J Thieme, who also goes by Tj Thieme, is a registered financial advisor currently at RCM WEALTH ADVISORS located in Crown Point, Indiana.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Timothy has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tj Thieme
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Lafayette Redevelopment Commission; Not investment related; Lafayette, IN; Secretary & member; 09/2017; 2 hrs per month; 0 hrs during trading.
2) Lafayette Parking Commission; Not investment related; Lafayette, IN; Board member; 01/2019; 2 hrs per month; 0 hrs during trading.
3) Coyote Crossing Golf Committee; Not investment related; Lafayette, IN; Member; 03/2019; 2 hrs per month; 0 hrs during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy J Thieme's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2023 - Present
RCM WEALTH ADVISORS
Office #1: 123 N. Main Street Ste. 201, Crown Point, IN 46307RIA
CRD#: 153641
Crown Point, IN
Past
September 3, 2012 - December 16, 2016
SII INVESTMENTS, INC.
BD
CRD#: 2225
LAFAYETTE, IN
Past
April 27, 2012 - March 23, 2022
STRATEGIQ FINANCIAL GROUP, LLC
RIA
CRD#: 144287
LaFayette, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RCM WEALTH ADVISORS
KNOW YOUR OPTIONS INC. | RCM WEALTH MANAGEMENT | RCM WEALTH ADVISORS | RCM PRIVATE CLIENT | RCM CORPORATE BENEFITS | RCM ACCESS | KNOW YOUR OPTIONS LLC
CRD#: 153641 / SEC#: 801-92177
RIA
Registered Investment Advisory firm - (4/20/2015 Approved)California
Registered Investment Advisory firm - (5/22/2015 Terminated)Illinois
Registered Investment Advisory firm - (4/22/2015 Terminated)Indiana
Registered Investment Advisory firm - (4/22/2015 Terminated)New York
Registered Investment Advisory firm - (4/22/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(2/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RW
RCM WEALTH ADVISORS
KNOW YOUR OPTIONS INC. | RCM WEALTH MANAGEMENT | RCM WEALTH ADVISORS | RCM PRIVATE CLIENT | RCM CORPORATE BENEFITS | RCM ACCESS | KNOW YOUR OPTIONS LLC
CRD#: 153641 / SEC#: 801-92177
RIA
Registered Investment Advisory firm - (4/20/2015 Approved)California
Registered Investment Advisory firm - (5/22/2015 Terminated)Illinois
Registered Investment Advisory firm - (4/22/2015 Terminated)Indiana
Registered Investment Advisory firm - (4/22/2015 Terminated)New York
Registered Investment Advisory firm - (4/22/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
318 W Adams St 10th Floor, Chicago, IL 60606
Mailing Address
Phone number
(866) 903-1822
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 941 |
| AUM (Assets Under Management) | $ 324,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
