EK
Emmelis Keaney
AMERITAS ADVISORY SERVICES
Stuart, FL 34994
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CRD#: 5996702
EK
Professional summary
Emmelis Keaney, who also goes by Emmelis Escalera-figueroa, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Stuart, Florida and AMERITAS INVESTMENT COMPANY, LLC located in Stuart, Florida.
Emmelis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Emmelis has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emmelis Escalera-Figueroa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS; *KEANEY FINANCIAL SERVICES CORP/dba KEANEY CORPORATE SERVICES; SAME AS BRANCH; INV REL; LIFE, HEALTH INSURANCE & FIXED ANNUITIES; VICE-PRESIDENT, AGENT, PRODUCER; START DATE=08/2011; HRS/MO=168; TRADING HRS/MO=160; EXECUTIVE DECISION MAKING, LIFE, HEALTH, FIXED ANNUITIES AGENT AND OFFICE ADMINISTRATION; * Disablity Insurance Queen & DI Queen; same as branch; non-inv rel; brand seeks to build a reputation for the Disablity Income insurance resource for physicians, dentists, attorneys and virtually anyone looking to protect their income and learn about disability income insurance-partly educational as well as a solicitation for insurance business only; Face of the Brand; start date=01/2020; hrs/mo=53; trading hrs/mo=30; educate on disability income insurance topics and write disability income insurance policies * Keaney Holdings, LLC; same as branch; LLC created for real estate; Co-Owner; start date=12/2019; hrs/mo=0; trading hrs/mo=0; equal share ownership with husband * Indian River State College; non inv rel; 3209 Virginia Ave, Ft Pierce, FL 34981; School; Teaching; start date=07/2023; hrs/mo=8; trading hrs/mo=2; Providing practical lessons to students pursuing business, finance, and entrepreneurship endeavors
CRS (Client Relationship Summary) - RIA
Click below to view Emmelis Keaney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 759 Sw Federal Hwy Ste 326, Stuart, FL 34994RIA
CRD#: 317245
Stuart, FL
Current
June 12, 2013 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 759 Sw Federal Hwy Ste 326, Stuart, FL 34994BD
CRD#: 14869
Stuart, FL
Past
March 28, 2018 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/9/2018)
RR
Arizona(3/4/2021)
RR
Arkansas(1/20/2021)
RR
California(8/14/2017)
RR
Colorado(8/4/2023)
RR
Connecticut(5/31/2018)
RR
Florida(6/12/2013)
IAR
Florida(11/1/2021)
RR
Georgia(11/17/2017)
RR
Idaho(2/1/2024)
RR
Illinois(9/17/2024)
RR
Indiana(6/28/2024)
RR
Iowa(4/2/2019)
RR
Kansas(1/20/2021)
RR
Michigan(9/7/2021)
RR
Minnesota(10/24/2024)
RR
Mississippi(2/19/2020)
RR
Montana(5/10/2023)
RR
New Hampshire(6/12/2023)
RR
New Jersey(7/29/2014)
RR
New Mexico(5/14/2024)
RR
New York(8/8/2014)
RR
North Carolina(11/3/2017)
RR
Ohio(3/14/2024)
RR
Oregon(6/21/2024)
RR
Pennsylvania(9/22/2021)
RR
South Carolina(9/25/2020)
RR
Texas(2/17/2015)
IAR
Texas(11/1/2021)
RR
Virginia(4/13/2023)
RR
Washington(10/8/2021)
RR
Wyoming(7/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Stuart, FL 34994TRUST BUT VERIFY
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