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Emmelis Keaney

AMERITAS ADVISORY SERVICES
Stuart, FL
·CRD# 5996702·13 years experience

Professional Summary

Emmelis Keaney, who also goes by Emmelis Escalera-figueroa, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Stuart, Florida and AMERITAS INVESTMENT COMPANY, LLC located in Stuart, Florida. Emmelis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Emmelis has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Emmelis Escalera-Figueroa

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

AMERITAS ADVISORY SERVICES, LLC·CRD# 317245
RIA
759 Sw Federal Hwy Ste 326, Stuart, FL 34994
November 1, 2021 - Present
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
759 Sw Federal Hwy Ste 326, Stuart, FL 34994
June 12, 2013 - Present
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
RIA
Lincoln, NE
March 28, 2018 - November 1, 2021

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Current Firm

AA
AMERITAS ADVISORY SERVICES, LLC

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - SEC (1/13/1998 Approved)

Contact Information

Main Address

5900 O Street, Lincoln, NE 68510

Phone Number

(800) 335-9858

# of Employees

797

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/1/2026)

Regulatory Assets Under Management

Total Number of Accounts

45,299

AUM (Assets Under Management)

$13,746,443,625

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025Cover PageReport
07/23/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS; *KEANEY FINANCIAL SERVICES CORP/dba KEANEY CORPORATE SERVICES; SAME AS BRANCH; INV REL; LIFE, HEALTH INSURANCE & FIXED ANNUITIES; VICE-PRESIDENT, AGENT, PRODUCER; START DATE=08/2011; HRS/MO=168; TRADING HRS/MO=160; EXECUTIVE DECISION MAKING, LIFE, HEALTH, FIXED ANNUITIES AGENT AND OFFICE ADMINISTRATION; * Disablity Insurance Queen & DI Queen; same as branch; non-inv rel; brand seeks to build a reputation for the Disablity Income insurance resource for physicians, dentists, attorneys and virtually anyone looking to protect their income and learn about disability income insurance-partly educational as well as a solicitation for insurance business only; Face of the Brand; start date=01/2020; hrs/mo=53; trading hrs/mo=30; educate on disability income insurance topics and write disability income insurance policies * Keaney Holdings, LLC; same as branch; LLC created for real estate; Co-Owner; start date=12/2019; hrs/mo=0; trading hrs/mo=0; equal share ownership with husband * Indian River State College; non inv rel; 3209 Virginia Ave, Ft Pierce, FL 34981; School; Teaching; start date=07/2023; hrs/mo=8; trading hrs/mo=2; Providing practical lessons to students pursuing business, finance, and entrepreneurship endeavors

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - SEC (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/9/2018)
RR
Arizona
(1/16/2026)
RR
Colorado
(8/4/2023)
RR
Connecticut
(5/31/2018)
RR
Florida
(6/12/2013)
IAR
Florida
(11/1/2021)
RR
Georgia
(11/17/2017)
RR
Idaho
(2/1/2024)
RR
Illinois
(9/17/2024)
RR
Indiana
(6/28/2024)
RR
Iowa
(4/2/2019)
RR
Kansas
(1/20/2021)
RR
Michigan
(9/7/2021)
RR
Minnesota
(10/24/2024)
RR
Mississippi
(2/19/2020)
RR
Montana
(5/10/2023)
RR
New Hampshire
(6/12/2023)
RR
New Jersey
(7/29/2014)
RR
New Mexico
(5/14/2024)
RR
New York
(8/8/2014)
RR
North Carolina
(11/3/2017)
RR
Ohio
(3/14/2024)
RR
Oregon
(6/21/2024)
RR
Pennsylvania
(9/22/2021)
RR
South Carolina
(9/25/2020)
RR
Texas
(2/17/2015)
IAR
Texas
(11/1/2021)
RR
Utah
(12/4/2025)
RR
Virginia
(4/13/2023)
RR
Washington
(10/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2018About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2017About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2013About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Emmelis Keaney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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