DT
Douglas C. Tate
CONCURRENT INVESTMENT ADVISORS
Mandeville, LA 70471
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CRD#: 5996589
DT
Professional summary
Douglas C Tate is a registered financial advisor currently at CONCURRENT INVESTMENT ADVISORS, LLC located in Mandeville, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in Mandeville, Louisiana.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Douglas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1. Concurrent Investment Advisors DBA Danielson Tate Capital Partners 2. Investment Related - Yes 3.See office of employment address 4. RIA 5. Financial Advisor 6. 1/6/2023 7. 200 8. 160 9. Full Service Financial Advice 2) 1. Fixed Insurance 2. Investment Related - Yes 3.See office of employment address 4. Fixed Insurance/Annuity 5. Agent 6. 1/6/2023 7. 7 hrs 8. 7 hrs 9. Provide insurance advice based on the needs of client(s). 3) 1. LMT Realty LLC 2. Investment Related - Yes 3.See office of employment address 4. Real Estate Rental / Commercial / Property / Management Services 5. Member 6. 9/16/2005 7. 1 hr 8. 0 hrs 9. I keep all paperwork for LMT Realty. I bring the paperwork to the accountant and help file the taxes. LMT Realty owns 1 residential lot in Madisonville, LA and bought it post Hurricane Katrina in 2005. 4) 1. 4880 Partners LLC 2. Investment Related - Yes 3.See office of employment address 4. Real Estate Rental / Commercial / Property / Management Services 5. Member 6. 10/15/2021 7. 1 hr 8. 0 hrs 9. The member who is responsible for keeping all paperwork and filing the taxes via the CPA 5) 1. Republican Parish Executive Committee 2. Investment Related - No 3.See office of employment address 4. RPEC is the leadership of the Republican poliitcal party within St. Tammany Parish 5. Chair Person 6. 7/2020 7. 3 a month 8. 0 9. I take notes and roll during the monthly mtgs. 10. There is NO compensation 6) 1. Selective Service System 2. Investment related - No 3. National Headquarters Arlington, VA 22209-2425 4. Help the DOD with locations if a National Draft is instituted 5. Louisiana Board Member 6. 9/2020 7. 1 hrs 8.0 hrs 9. I am local board member and we meet once a quarter if that often. 10. No compensation for this board seat 7) 1. St. Paul's Renaissance Board 2. investment related - No 3. St. Paul's School, 917 S. Jahncke Ave, Covington, LA 70433 4. It is board made up of parents to give the school input on Fundraising 5. Board Member 6. March 2019 7. 1 hr 8. 0 hrs 9. I am just a board member who gives his opinion on fundraising 10. None
CRS (Client Relationship Summary) - RIA
Click below to view Douglas C Tate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2023 - Present
CONCURRENT INVESTMENT ADVISORS, LLC
Office #1: 4880 Louisiana Highway 22, Mandeville, LA 70471RIA
CRD#: 323135
Mandeville, LA
Current
January 9, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4880 Hwy 22, Mandeville, LA 70471BD
CRD#: 35747
Mandeville, LA
Past
October 14, 2016 - January 11, 2023
BENJAMIN F. EDWARDS & COMPANY, INC.
RIA
CRD#: 146936
MANDEVILLE, LA
Past
October 14, 2016 - January 11, 2023
BENJAMIN F. EDWARDS & COMPANY, INC.
BD
CRD#: 146936
MANDEVILLE, LA
Past
March 21, 2012 - October 17, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MANDEVILLE, LA
Past
January 6, 2012 - October 17, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MANDEVILLE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CONCURRENT INVESTMENT ADVISORS, LLC
44 MANAGEMENT | WINE COUNTRY WEALTH | WEALTH PARTNERS ALLIANCE | VENN WEALTH MANAGEMENT | VALENTA CAPITAL MANAGEMENT | TIDWELL-PREMOCK-BASILONE PRIVATE WEALTH MANAGEMENT | THE WEALTH STEWARDS | THE HAMILTON GROUP | TAILORMADE WEALTH COUNSEL | T7 LEGACY | STAMPER WEALTH & RETIREMENT GROUP | SPHINX ADVISORY GROUP | SPECTRUM WEALTH PARTNERS | SAUER WEALTH MANAGEMENT | PRICE FINANCIAL MANAGEMENT | OLD TOWN ADVISORS | NEXT RETIREMENT SOLUTIONS | MAVERICK WEALTH ADVISORS | MATT WIGREN & LAURA CHRISTOFFERSON | LUMATURE WEALTH PARTNERS | LINDAMOOD FINANCIAL GROUP | LEGACY PRIVATE WEALTH PARTNERS | LAURUS FINANCIAL GROUP | KEATON AND SAMS WEALTH MANAGEMENT | INSIGHT PRIVATE WEALTH | HUDSON WEALTH MANAGEMENT | HEARTLAND WEALTH MANAGEMENT | HEAD RETIREMENT & WEALTH STRATEGIES | HARRIMAN HALL WEALTH | GRH WEALTH MANAGEMENT | GREAT BASIN ASSET MANAGEMENT | FIG GARDEN WEALTH MANAGEMENT | FAMILY WEALTH SOLUTIONS | ENGLESTAD WEALTH ADVISORS | ELEVATE FAMILY PARTNERS | EAGLE CAPITAL | DAS WEALTH MANAGEMENT GROUP | DANIELSON TATE CAPITAL PARTNERS | CROWNMARK WEALTH ADVISORS | COX, KLUGH AND CO. | CORNERSTONE PRIVATE WEALTH PARTNERS | CONCURRENT RETIREMENT SOLUTIONS | CONCURRENT PRIVATE WEALTH | CONCURRENT INVESTMENT ADVISORS, LLC | CONCURRENT CORPORATE SOLUTIONS | CONCURRENT ADVISORS, LLC | CONCURRENT ADVISORS | COLUMBIA ASSOCIATES WEALTH MANAGEMENT GROUP | COLUMBIA ASSOCIATES | CILIBERTI & ASSOCIATES | CHIEF INVESTMENT OFFICE | CENTER STREET WEALTH MANAGEMENT | CANOPY ASSET MANAGEMENT | BRICK HOUSE WEALTH STRATEGIES | BMR RETIREMENT | AVENUES TO WEALTH FINANCIAL ADVISORS | ARKY MILLER FINANCIAL GROUP | ALLEGIANT WEALTH PARTNERS | ALDEN CAPITAL MANAGEMENT | ADELE FINANCIAL LLC | ADALAN PRIVATE WEALTH
CRD#: 323135 / SEC#: 801-126555
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2023)
RR
California(1/14/2023)
RR
Florida(1/9/2023)
RR
Georgia(1/14/2023)
RR
Illinois(1/14/2023)
RR
Indiana(1/14/2023)
RR
Kentucky(1/14/2023)
RR
Louisiana(1/9/2023)
IAR
Louisiana(1/9/2023)
RR
Massachusetts(1/14/2023)
RR
Minnesota(1/14/2023)
RR
Mississippi(1/14/2023)
RR
New Mexico(1/14/2023)
RR
New York(1/14/2023)
RR
North Carolina(1/14/2023)
RR
Oklahoma(1/14/2023)
RR
Oregon(1/14/2023)
RR
Pennsylvania(1/14/2023)
RR
Texas(1/14/2023)
IAR
Texas(2/17/2023)
RR
Virginia(1/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CONCURRENT INVESTMENT ADVISORS, LLC
44 MANAGEMENT | WINE COUNTRY WEALTH | WEALTH PARTNERS ALLIANCE | VENN WEALTH MANAGEMENT | VALENTA CAPITAL MANAGEMENT | TIDWELL-PREMOCK-BASILONE PRIVATE WEALTH MANAGEMENT | THE WEALTH STEWARDS | THE HAMILTON GROUP | TAILORMADE WEALTH COUNSEL | T7 LEGACY | STAMPER WEALTH & RETIREMENT GROUP | SPHINX ADVISORY GROUP | SPECTRUM WEALTH PARTNERS | SAUER WEALTH MANAGEMENT | PRICE FINANCIAL MANAGEMENT | OLD TOWN ADVISORS | NEXT RETIREMENT SOLUTIONS | MAVERICK WEALTH ADVISORS | MATT WIGREN & LAURA CHRISTOFFERSON | LUMATURE WEALTH PARTNERS | LINDAMOOD FINANCIAL GROUP | LEGACY PRIVATE WEALTH PARTNERS | LAURUS FINANCIAL GROUP | KEATON AND SAMS WEALTH MANAGEMENT | INSIGHT PRIVATE WEALTH | HUDSON WEALTH MANAGEMENT | HEARTLAND WEALTH MANAGEMENT | HEAD RETIREMENT & WEALTH STRATEGIES | HARRIMAN HALL WEALTH | GRH WEALTH MANAGEMENT | GREAT BASIN ASSET MANAGEMENT | FIG GARDEN WEALTH MANAGEMENT | FAMILY WEALTH SOLUTIONS | ENGLESTAD WEALTH ADVISORS | ELEVATE FAMILY PARTNERS | EAGLE CAPITAL | DAS WEALTH MANAGEMENT GROUP | DANIELSON TATE CAPITAL PARTNERS | CROWNMARK WEALTH ADVISORS | COX, KLUGH AND CO. | CORNERSTONE PRIVATE WEALTH PARTNERS | CONCURRENT RETIREMENT SOLUTIONS | CONCURRENT PRIVATE WEALTH | CONCURRENT INVESTMENT ADVISORS, LLC | CONCURRENT CORPORATE SOLUTIONS | CONCURRENT ADVISORS, LLC | CONCURRENT ADVISORS | COLUMBIA ASSOCIATES WEALTH MANAGEMENT GROUP | COLUMBIA ASSOCIATES | CILIBERTI & ASSOCIATES | CHIEF INVESTMENT OFFICE | CENTER STREET WEALTH MANAGEMENT | CANOPY ASSET MANAGEMENT | BRICK HOUSE WEALTH STRATEGIES | BMR RETIREMENT | AVENUES TO WEALTH FINANCIAL ADVISORS | ARKY MILLER FINANCIAL GROUP | ALLEGIANT WEALTH PARTNERS | ALDEN CAPITAL MANAGEMENT | ADELE FINANCIAL LLC | ADALAN PRIVATE WEALTH
CRD#: 323135 / SEC#: 801-126555
RIA
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Contact information
Main Address
100 S. Ashley Drive Suite 830, Tampa, FL 33602
Mailing Address
Phone number
(813) 709-8800
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,278 |
| AUM (Assets Under Management) | $ 9,901,639,186 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
