Paul Woodward

CASSINI CAPITAL MANAGEMENT

Tallahassee, FL 32303

Some features on this profile are disabled

CRD#: 5996534

Professional summary

Paul Woodward, who also goes by Paul VIncent Woodward, is a registered financial advisor currently at CASSINI CAPITAL MANAGEMENT, LLC located in Tallahassee, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Paul has worked at 3 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Vincent Woodward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

On the board of Ology Brewing Company, LLC. 118 E 6th Avenue, Tallahassee, Florida 32303. He began this position on January 1, 2016 and works 4 hours per month none of which is during normal trading hours. As a Board Member his duties involve providing strategic advice and budgetary governance. PAUL WOODWARD is the CEO at Dwell Bot, Inc.; Is the business investment related: No; Location of the business: 1333 North Adams Street Tallahassee FL 32303; Description of the business: A company doing R&D for a household robot assistant; Responsibilities Duties: Research and Development; Start date with business: 2024-09-08; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 60; Percentage of total yearly compensation expected to be derived from the business: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Woodward's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2017 - Present

CASSINI CAPITAL MANAGEMENT, LLC

Office #1: 1333 N. Adams Street, Tallahassee, FL 32303

RIA

CRD#: 287861

Tallahassee, FL

Past

January 2, 2015 - December 31, 2015

CASSINI CAPITAL MANAGEMENT, LLC

RIA

CRD#: 171972

TALLAHASSEE, FL

Past

February 15, 2012 - July 12, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TALLAHASSEE, FL

Past

January 19, 2012 - July 12, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TALLAHASSEE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/10/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 12/4/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/18/2012

General Securities Representative Examination

Current Firm

CASSINI CAPITAL MANAGEMENT, LLC

CRD#: 287861 / SEC#:

Florida

Registered Investment Advisory firm - (8/18/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1333 N. Adams Street, Tallahassee, FL 32303

Mailing Address

Phone number

(850) 566-7737

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 79,238,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kevin Mayo

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

James Bowman

JANNEY MONTGOMERY SCOTT LLC

IAR

Columbus (grandview), OH

Alyssum Keefer

JANNEY MONTGOMERY SCOTT LLC

IAR

York, PA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul Woodward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Woodward's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASSINI CAPITAL MANAGEMENT, LLC

CASSINI CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/10/2012

Series 3

Date: 12/4/2012

Series 7

Date: 1/18/2012

Current Firm

CASSINI CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CASSINI CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors