JK
Joseph N. Kerr
EAGLE STRATEGIES LLC
AUSTIN, TX 78730
Some features on this profile are disabled
CRD#: 5996124
JK
Professional summary
Joseph N Kerr IV, who also goes by Joe N Kerr, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Austin, Texas and NYLIFE SECURITIES LLC located in Austin, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Joseph has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe N Kerr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON REGISTERED INSURANCE PRODUCTS. THIS ACTIVITY IS NON-INVESTMENT-RELATED] [TASN INVESTMENT COMPANY; VICE PRESIDENT; A STUDENT HOUSING FOR FRATERNITY. THIS COMPANY PROVIDES HOUSING FOR STUDENT ORGANIZATIONS; PROVIDES ALUMNI FUNDRAISING (FOR TAILGATE FOOTBALL GAME TO RAISE FUNDS). PURCHASE HOUSES & LEASES HOUSES TO STUDENT ORGANIZATIONS. LEASE IS NOT FOR PROFIT, ONLY TO COVER MORTGAGE, MAINTENANCE, INSURANCE & PROPERTY TAX. PRIMARY FUNCTIONS TO CHAIR & ATTEND BOARD MEETINGS. MYSELF & PRESIDENT HAVE AUTHORITY TO SIGN LEASES. I DO NOT HAVE MAJORITY VOTE] [KERR RANCH LP, PO BOX 1181, DEL RIO, TX 78840 (FAMILY OWNED, GRANDMOTHER AND FATHER) -EMPLOYEE PART TIME WAGES, 8 HOURS PER MONTH (4 DURING 9:30EST-4:00). AGRICULTURAL CATTLE RANCH. MAINTAIN HEALTH OF LIVESTOCK THROUGH FEEDING DIETARY SUPPLEMENTS, INNOCULATIONS AND APPLICAION OF PEST-DETERENTS. WORK AS NEEDED, NORMALLY WEEKENDS] [OPERATING UNDER THE DBA NAME OF KERR FINANCIAL SERVICES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; AUSTIN, TX; START DATE: 06/2017] [Austin CAN Academy; Charter school to re-engage former drop out students to get highschool diploma.; 2406 Rosewood Ave., Austin TX 78702; Start Date 04/2017; Role/Title: Volunteer; Not Investment Related; 3 hours per month; 3 hours per month during securities trading hours] [Metropolitan Breakfast Club; The club is meets weekly to hear a speaker on a general topic that is relevant to residents of the Austin Metro Area.; 2108 Robert Dedman Dr., Austin, TX 78712; Start Date 07/2022; Role/Title: Officer; Not Investment Related; 5 hours per month; 2 hours per month during securities trading hours; president] [NAIFA - Texas; Professional Association; 1250 S. Capital of Texas Highway, Bldg. 3, Suite 400 Austin, TX 78746; Start Date 01/2024; Role/Title: Officer Secretary-Treasurer; Investment Related; 12 hours per month; 4 hours per month during securities trading hours; chair of the committee that is responsible for oversight of the organizations financial position, including monitoring revenues and expenses, as well as ensuring proper document taking and retention of organization meetings and events]
CRS (Client Relationship Summary) - RIA
Click below to view Joseph N Kerr IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 6200 Bridgepoint Pkwy Bldg Iv Ste 300, Austin, TX 78730RIA
CRD#: 110826
AUSTIN, TX
Current
January 18, 2012 - Present
NYLIFE SECURITIES LLC
Office #1: 6200 Bridgepoint Parkway Suite 300, Austin, TX 78730BD
CRD#: 5167
Austin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/6/2025)
RR
New York(3/14/2025)
RR
Texas(2/7/2012)
IAR
Texas(6/20/2023)
RR
Washington(9/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
