Timothy P. Cahill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Cahill was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2011. Timothy had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 82 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2016 - June 26, 2017
COMPASS CAPITAL CORPORATION
February 27, 2012 - December 4, 2015
COMPASS CAPITAL CORPORATION
November 22, 2011 - March 7, 2017
COMPASS SECURITIES CORPORATION
Primary Firm SEC Registration
COMPASS CAPITAL CORPORATION
CRD#: 112323 / SEC#: 801-21957
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMPASS CAPITAL CORPORATION
CRD#: 112323 / SEC#: 801-21957
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,371 |
| AUM (Assets Under Management) | $ 663,564,349 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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