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Michael Tiernan Coursolle

CRD# 5995590·Registered 2011 - 2021
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Tiernan Coursolle was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2011 - 2021. Michael had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

EMPIRICAL WEALTH MANAGEMENT·CRD# 152622
RIA
Portland, OR
June 4, 2019 - October 20, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Portland, OR
March 16, 2016 - May 20, 2019
TD AMERITRADE, INC.·CRD# 7870
RIA
Portland, OR
March 15, 2016 - May 20, 2019
TD AMERITRADE, INC.·CRD# 7870
BD
Portland, OR
March 8, 2016 - May 20, 2019
FISHER INVESTMENTS·CRD# 107342
RIA
Camas, WA
December 14, 2011 - February 3, 2016

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Current Firm

EW
EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - SEC (2/23/2011 Approved)
Arizona
Registered Investment Advisory firm - Arizona (2/23/2011 Terminated)
California
Registered Investment Advisory firm - California (2/25/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/23/2011 Terminated)
Washington
Registered Investment Advisory firm - Washington (2/23/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1420 5th Ave Suite 3150, Seattle, WA 98101

Phone Number

(206) 923-3474

# of Employees

94

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (7/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

8,690

AUM (Assets Under Management)

$8,428,968,273

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - SEC (2/23/2011 Approved)
Arizona
Registered Investment Advisory firm - Arizona (2/23/2011 Terminated)
California
Registered Investment Advisory firm - California (2/25/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/23/2011 Terminated)
Washington
Registered Investment Advisory firm - Washington (2/23/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2016About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2011About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2016About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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