Alan J. Yancelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Jaime Yancelson, who also goes by Alan J Yancelson, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2012. Alan had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2014 - July 20, 2015
USAA FINANCIAL ADVISORS, INC.
September 22, 2014 - July 20, 2015
USAA FINANCIAL PLANNING SERVICES
February 13, 2012 - January 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 9, 2012 - January 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
