Caleb J. Goding

TIME & WEALTH MANAGEMENT

Charleston, SC 29403

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CRD#: 5995446

Professional summary

Caleb Joshua Goding, CFP® is a registered financial advisor currently at TIME & WEALTH MANAGEMENT, LLC located in Charleston, South Carolina.

Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Caleb has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.POA John Paul Goding-N-Charleston, SC-Paying bills for brother-POA-11/2011-2-0-Pay brothers bills while he is deployed overseas 2.Sphere LLC-N-Charleston, SC-management consulting Company-Owner & President-08/2011-1-0-Business is set up as a management consulting company to offer executive coaching and operations consulting.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Joshua Goding's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

May 5, 2023 - Present

TIME & WEALTH MANAGEMENT, LLC

Office #1: 409 King Street Suite 200, Charleston, SC 29403

RIA

CRD#: 323599

Charleston, SC

Past

February 18, 2016 - March 19, 2020

CHARLESTON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 282038

CHARLESTON, SC

Past

September 18, 2015 - December 31, 2015

BFC PLANNING, INC.

RIA

CRD#: 119682

Charleston, SC

Past

September 18, 2015 - December 31, 2015

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

CHARLESTON, SC

Past

January 11, 2012 - September 28, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLESTON, SC

Past

December 19, 2011 - September 28, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLESTON, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(5/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/2011

General Securities Representative Examination

Current Firm

TIME & WEALTH MANAGEMENT, LLC

CRD#: 323599 / SEC#:

South Carolina

Registered Investment Advisory firm - (4/30/2023 Approved)

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Contact information

Main Address

409 King Street Suite 200, Charleston, SC 29403

Mailing Address

Phone number

(843) 212-6867

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 3,238,006

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Caleb J. Goding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Joshua Goding's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIME & WEALTH MANAGEMENT, LLC

CHARLESTON CAPITAL MANAGEMENT, LLC

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2012

SIE

Date: 12/31/2015

Series 7

Date: 12/16/2011

Current Firm

TIME & WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TIME & WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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