LY
Layne F. Yoshida
MILLENNIUM GLOBAL ADVISORS
Honolulu, HI
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CRD#: 5995360
LY
Professional summary
Layne Fujio Yoshida is a registered financial advisor currently at MILLENNIUM GLOBAL ADVISORS, LLC located in Honolulu, Hawaii.
Layne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Layne has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CURRENTLY EMPLOYED AT RGP AS THEIR VP-HAWAII OFFICE. RGP IS A GLOBAL CONSULTING FIRM LOCATED AT 737 BISHOP ST. SUITE 1470, HONOLULU, HI 96813. START DATE WAS JULY 2013 AND INCLUDES 40 HOURS OF WORK/WEEK, OF WHICH, 1-2 HOURS/DAY OCCUR DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Layne Fujio Yoshida's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2012 - Present
MILLENNIUM GLOBAL ADVISORS, LLC
RIA
CRD#: 159193
Honolulu, HI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Hawaii(3/2/2012)
Current Firm
MG
MILLENNIUM GLOBAL ADVISORS, LLC
MILLENNIUM GLOBAL ADVISORS, LLC
CRD#: 159193 / SEC#:
Hawaii
Registered Investment Advisory firm - (1/3/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Honolulu, HI
Mailing Address
Phone number
(808) 551-9954
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 322,167 |
Red Flags
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