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Jay Arthur Biondo

CRD# 5995044·Registered 2011 - 2015
Previously Registered: Being a previously registered professional could mean that Jay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jay Arthur Biondo was a registered financial advisor. Jay was a previously registered financial professional and started their career in finance 2011 - 2015. Jay had worked at 2 firms and has passed the SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

ALLSTON TRADING LLC·CRD# 125499
BD
Chicago, IL
September 4, 2013 - February 12, 2015
ICM SECURITIES, LLC·CRD# 131988
BD
Chicago, IL
December 12, 2011 - August 13, 2013

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Current Firm

AT
ALLSTON TRADING LLC

ALLSTON TRADING LLC | ALLSTON TRADING, LLC

CRD#: 125499 / SEC#: 8-65807
BD
Terminated by SEC on 12/30/2014

Contact Information

Established

Illinois since 12/31/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALLSTON HOLDINGS LLCPARENT/MEMBER—
BIONDO, JAY ARTHURCHIEF COMPLIANCE OFFICER5995044
DEVLIN, KEVIN WILLIAMCHIEF FINANCIAL OFFICER/FINOP—
JONES, CARLTON ROOSEVELTPRESIDENT4645926
LAZZO, STEPHEN KEITHCHIEF TECHNOLOGY OFFICER4457081
MAHAJAN, RAJ AMITCHIEF EXECUTIVE OFFICER2782381

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Feb 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2011About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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