US
Ushir N. Shah
KNOWN WEALTH LLC
New York, NY 10001
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CRD#: 5994957
US
Professional summary
Ushir Naresh Shah, who also goes by Ushir N Shah, is a registered financial advisor currently at KNOWN WEALTH LLC located in New York, New York.
Ushir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Ushir has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ushir N Shah
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Evarexus LLC; not investment related; 15 7th Avenue, Garden City Park, NY 11040; business consulting; owner; owner; May 2005 to Present; 5 hours per month; 2 hours per month; advise startups and small businesses on business ops and technology. 2. Namu Inc.; not investment related; 15 7th Avenue, Garden City Park, NY 11040; accounting software; owner; CEO; Sept 2018 to Present; 10 hours per month; 2 hours per month; build software for accounting and taxes. 3. Known Holdings and its affiliated entities; investment related; address of Known Wealth principal office; holding company; co-founder & CFO, Oct 2021, varies, varies, serve as chief financial officer.
CRS (Client Relationship Summary) - RIA
Click below to view Ushir Naresh Shah's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2023 - Present
KNOWN WEALTH LLC
Office #1: 31 Hudson Yards 11th Floor, New York, NY 10001RIA
CRD#: 321745
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KNOWN WEALTH LLC
KNOWN ASSET MANAGEMENT | KNOWN WEALTH LLC | KNOWN WEALTH AND ASSET MANAGEMENT | KNOWN PRIVATE WEALTH
CRD#: 321745 / SEC#: 801-126565
RIA
Registered Investment Advisory firm - (9/19/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/22/2023)
IAR
Illinois(9/22/2023)
IAR
New York(9/22/2023)
Current Firm
KW
KNOWN WEALTH LLC
KNOWN ASSET MANAGEMENT | KNOWN WEALTH LLC | KNOWN WEALTH AND ASSET MANAGEMENT | KNOWN PRIVATE WEALTH
CRD#: 321745 / SEC#: 801-126565
RIA
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Contact information
Main Address
31 Hudson Yards 11th Floor, New York, NY 10001
Mailing Address
Phone number
(646) 586-9424
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 104,890,487 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
