Kellan C. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kellan C Mcdonald, who also goes by Kellan Christopher Mcdonald, Kellan C Mcdonald, was a registered financial professional .
Kellan is a previously registered financial professional and started their career in finance in 2011. Kellan had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2014 - November 21, 2016
FISHER INVESTMENTS
January 16, 2014 - September 4, 2014
U.S. BANCORP INVESTMENTS, INC.
January 16, 2014 - September 4, 2014
U.S. BANCORP INVESTMENTS, INC.
September 27, 2012 - January 16, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 2012 - January 16, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 2011 - September 14, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
December 12, 2011 - September 14, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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