David J. Piano

PIANO WEALTH MANAGEMENT

Victor, NY 14564

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CRD#: 5994833

Professional summary

David James Piano, who also goes by David J Piano, David Piano, is a registered financial advisor currently at PIANO WEALTH MANAGEMENT located in Victor, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David J Piano | David Piano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Piano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2022 - Present

PIANO WEALTH MANAGEMENT

Office #1: 600 Fishers Station Drive, Victor, NY 14564

RIA

CRD#: 317854

Victor, NY

Past

April 1, 2021 - April 5, 2022

NEXUS CAPITAL, LLC

RIA

CRD#: 288758

PITTSFORD, NY

Past

January 27, 2012 - June 16, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PITTSFORD, NY

Past

January 1, 2012 - June 16, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PITTSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PIANO WEALTH MANAGEMENT

FORTE ADVISORY SERVICES,LLC | PIANO WEALTH MANAGEMENT | FORTE INVESTMENTS LLC

CRD#: 317854 / SEC#: 801-129483

RIA

Registered Investment Advisory firm - (2/13/2024 Approved)

New York

Registered Investment Advisory firm - (3/17/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/28/2011

General Securities Representative Examination

Current Firm

PIANO WEALTH MANAGEMENT

FORTE ADVISORY SERVICES,LLC | PIANO WEALTH MANAGEMENT | FORTE INVESTMENTS LLC

CRD#: 317854 / SEC#: 801-129483

RIA

Registered Investment Advisory firm - (2/13/2024 Approved)

New York

Registered Investment Advisory firm - (3/17/2022 Approved)

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Contact information

Main Address

600 Fishers Station Drive, Victor, NY 14564

Mailing Address

Phone number

(585) 204-0001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM & INDIVIDUAL DISCLOSURE BROCHURE (10/7/2025)

Regulatory assets under management

Total Number of Accounts	114
AUM (Assets Under Management)	$ 44,334,479

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Piano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Piano's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIANO WEALTH MANAGEMENT

NEXUS CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

PIANO WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2012

SIE

Date: 6/16/2017

Series 7

Date: 12/28/2011

Current Firm

PIANO WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PIANO WEALTH MANAGEMENT

TRUST BUT VERIFY

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