Stefan C. Lloyd
Professional summary
Stefan Christopher Lloyd, who also goes by Stefan Christopher Lloyd M.sc, is a registered financial advisor currently at PROVIDENT WEALTH MANAGEMENT located in Dallas, Texas.
Stefan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Stefan has worked at 7 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stefan Christopher Lloyd's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2024 - Present
PROVIDENT WEALTH MANAGEMENT
June 18, 2023 - January 2, 2024
STRATEGIC FINANCIAL CONCEPTS, LLC
May 1, 2020 - January 14, 2021
HEXT CAPITAL PARTNERS LLC
April 24, 2019 - January 2, 2020
COMMERCE STREET CAPITAL, LLC
July 17, 2018 - June 15, 2021
OVINGTON ADVISORS, LLC
October 18, 2016 - May 23, 2017
MORGAN STANLEY
October 6, 2016 - May 23, 2017
MORGAN STANLEY
February 16, 2012 - October 27, 2015
ALMONT CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2024)
Exams
Current Firm
PROVIDENT WEALTH MANAGEMENT
CRD#: 299389 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 101 |
| AUM (Assets Under Management) | $ 33,412,687 |
Red Flags
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