Michael O. Rattigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Oshaughnessy Rattigan, who also goes by Michael O'shaughnessy Rattigan, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2015 - March 9, 2016
BRIGHTON HOUSE ASSOCIATES, LLC
October 7, 2015 - June 30, 2016
BHA SELECT NETWORK, LLC
September 30, 2013 - September 22, 2015
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
July 25, 2013 - September 22, 2015
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
November 24, 2011 - July 15, 2013
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BRIGHTON HOUSE ASSOCIATES, LLC
CRD#: 169307 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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