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KD

Kelley M. Davidson

ALBERT SECURITIES
Santa Barbara, CA 93101
Some features on this profile are disabled
CRD#: 5994170
KD

Professional summary

Kelley Marie Davidson, who also goes by Kelley M Stark, Kelley M. Stark, Kelley Marie Stark, is a registered financial professional currently at ALBERT SECURITIES, LLC located in Santa Barbara, California.

Kelley is registered as a RR (Registered Representative) and started their career in finance in 2011. Kelley has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 52, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kelley M Stark | Kelley M. Stark | Kelley Marie Stark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kelley Marie Davidson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 14, 2022 - Present

ALBERT SECURITIES, LLC

Office #1: 126 E Haley St, Suite A2, Santa Barbara, CA 93101
BD
CRD#: 305928
Santa Barbara, CA
Past

November 12, 2018 - November 24, 2021

ROBINHOOD SECURITIES, LLC

BD
CRD#: 287900
LAKE MARY, FL
Past

October 1, 2014 - October 16, 2018

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
BIRMINGHAM, AL
Past

September 30, 2014 - October 16, 2018

BBVA SECURITIES INC.

BD
CRD#: 27060
BIRMINGHAM, AL
Past

August 6, 2014 - August 19, 2014

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
DALLAS, TX
Past

August 6, 2014 - August 19, 2014

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX
Past

February 13, 2014 - August 4, 2014

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
RICHARDSON, TX
Past

May 16, 2013 - August 4, 2014

BBVA SECURITIES INC.

BD
CRD#: 27060
RICHARDSON, TX
Past

November 16, 2011 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
THE WOODLANDS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/14/2022)
RR
Florida
(12/14/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/4/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/18/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 8/27/2013
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/21/2016
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/18/2014
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/2/2013
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/26/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALBERT SECURITIES, LLC
ALBERT SECURITIES, LLC

CRD#: 305928 / SEC#: , 8-70459

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
126 E Haley St, Suite A2, Santa Barbara, CA 93101
Mailing Address
440 N Barranca Ave #3801, Covina, CA 91723
Phone number
(805) 465-2674
Established
Delaware since 10/04/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALBERT CORPORATIONOWNER
FRIEDMAN, MICHAEL JCEO & CCO6381659
WALD, COURTNEY LPFO/FINOP7331409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALBERT SECURITIES, LLC

CRD#: 305928Santa Barbara, CA 93101

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